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SECURITIES
ACT OF 1933, Section 17(b)
(b)
It shall be unlawful for any person, by the use of any means or
instruments of transportation or communication in interstate
commerce or by the use of the mails, to publish, give publicity
to, or circulate any notice, circular, advertisement, newspaper,
article, letter, investment service, or communication which,
though not purporting to offer a security for sale, describes such
security for a consideration received or to be received, directly
or indirectly, from an issuer, underwriter, or dealer, without
fully disclosing the receipt, whether past or prospective, of such
consideration and the amount thereof.
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Saturday, August 30, 2014
Section 17B of the Securities Act of 1933
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